Regulatory Compliance & Investor Charter

Committed to transparency, integrity, and investor protection in accordance with IRDAI and AMFI regulations.

Investor Charter

Vision Statement

BM Wealth is committed to delivering transparent mutual fund distribution (AMFI ARN 90008) and IRDAI-licensed insurance advisory (License 277925) with the highest standards of integrity, transparency, and investor protection.

Your Rights as an Investor

Right to Fair Treatment: Equal and fair treatment without discrimination

Right to Information: Complete and accurate disclosure of all material information

Right to Suitability: Investment advice suitable to your risk profile and financial goals

Right to Privacy: Protection of your personal and financial information

Right to Grievance Redressal: Access to fair and timely resolution of complaints

Your Responsibilities as an Investor

Conduct thorough research and due diligence before making investment decisions

Provide complete and accurate information about your financial situation and risk appetite

Read all documents carefully, including terms and conditions, before signing

Keep records of all transactions and communications with your advisor

Report any suspicious activity or concerns promptly

Stay informed about market conditions and review your portfolio regularly

Our Commitments to You

Provide investment advice based on thorough analysis and your best interests

Maintain transparency in all dealings and disclose any conflicts of interest

Protect your confidential information and ensure data security

Comply with all IRDAI and AMFI regulations and industry best practices

Provide timely and accurate information about your investments

Address your concerns and grievances promptly and fairly

IRDAI License Number: 277925

AMFI Registration: ARN 90008

Validity: Perpetual (subject to regulatory compliance)

Regulatory Bodies: IRDAI (Insurance) | AMFI (Mutual Funds)

Principal Officer: Brahmdeo Maurya

Grievance Redressal Mechanism

How to File a Complaint

We are committed to addressing your concerns promptly and fairly. If you have any grievances regarding our services, please follow the process outlined below:

Step 1: Contact Us Directly

Phone: +91 8850977259

Email: [email protected]

Grievance Email: [email protected]

Step 2: Written Complaint

If your concern is not resolved through initial contact, please submit a written complaint including:

Your name and contact details

Client ID or account reference number

Detailed description of the grievance

Supporting documents (if any)

Expected resolution

Step 3: Escalation to Regulatory Authorities

If you are not satisfied with our resolution, you may escalate your complaint to the respective regulatory authorities:

AMFI Complaints:

Website: https://www.amfiindia.com

IRDAI Grievance Redressal:

Website: https://www.irdai.gov.in

Resolution Timeline

Acknowledgment: Within 3 working days of receiving the complaint

Initial Response: Within 7 working days with status update

Resolution: Within 30 days from the date of receipt

Important Note: Please keep a copy of your complaint and all correspondence for your records. We are committed to resolving all grievances in a fair, transparent, and timely manner in accordance with regulatory guidelines.

Regulatory Disclosures & Licenses

Insurance Advisory Services

IRDAI License Number: 277925

Service Type: Insurance Advisory

Principal Officer: Brahmdeo Maurya

Mutual Fund Distribution Services

AMFI Registration: ARN 90008

Validity: Perpetual (subject to regulatory compliance)

Principal Officer: Brahmdeo Maurya

Additional Advisory Services

Portfolio Management Services (PMS) - Advisory & Referral Services

Fixed Deposit (FD) Advisory Services

Investment Planning & Financial Consulting

Registered Office

66, Vinod Villa Bldg., 1st floor office no. 108

Cavel Cross Lane 3, Kalbadevi

Mumbai - 400002, Maharashtra, India

Regulatory Authorities

IRDAI (Insurance Regulatory and Development Authority of India)

Website: www.irdai.gov.in

AMFI (Association of Mutual Funds in India)

Website: www.amfiindia.com

Grievance Redressal Mechanism

Email: [email protected]

Phone: +91 8850977259

Response Time: Within 7 working days

Compliance Statement

BM Wealth is an IRDAI Licensed Insurance Advisor (License No. 277925) and AMFI Registered Mutual Fund Distributor (ARN 90008). PMS Certification No. 2430447816. Portfolio management services (PMS) and fixed-deposit products, where applicable, are offered by regulated third-party providers; BM Wealth may assist with introductions and execution support.

Investment Disclaimer

Mutual fund investments are subject to market risks. Past performance is not indicative of future results. Please read all scheme-related documents carefully before investing.

Regulatory Compliance & Investor Charter | BM Wealth